Category Archives: Congressional Oversight

New Year’s Worries

by Terri Ann Lowenthal

Now that the holidays have come and gone, I have a lot on my mind in the new year. The next census will start in eight years; the dress rehearsal is only six years away; local governments will start reviewing address lists in five years, when the Census Bureau, by law, must submit 2020 Census topics to Congress … oh my, where has the time gone?

And the fun really never stops. In a few weeks, the president will send his Fiscal Year 2013 budget to Congress; legislators will declare the proposal dead-on-arrival, retreat to their partisan corners of the ring for nine months, and fail to pass their own version of a spending plan before the fiscal year actually starts on October 1.

Oh sure, they’ll take a stab at passing funding bills. For the last two fiscal years, and at the eleventh hour, Congress dipped into the Census Bureau’s once-obscure Working Capital Fund (WCF) to meet reduced budget targets for the appropriations account covering commerce, justice and science programs, which includes the Census Bureau. In the uncertain world that is Congress, two years a trend does make. This has me very worried.

Historically, the Census Bureau has been a sitting duck for appropriators in the early years of a decade. With decennial census fatigue setting in when a year ending in “1″ rolls around, lawmakers seem to catch a collective case of indifference, helping themselves to significant chunks of the agency’s budget in order to meet tight federal spending limits and pay for other favored programs.

Once Congress discovers a large pot of money not on the radar of letter-writing, phone-calling constituents, it is likely to go to that well as many times as it can plausibly defend. Generally, that means until The New York Times, The Wall Street Journal, or The Washington Post editors point out how ludicrous the budget cut is. That’s what happened with the inconspicuous Economic Census, which might have been cancelled after House appropriators slashed the Bureau’s Fiscal Year 2012 budget request by a quarter. (A 11/16/11 Huffington Post headline trumpeted, “Census Budget Cuts Eliminate Data on Job Creators.” A bit of an embarrassment for lawmakers in a recession marked by high unemployment.) Then Congress finds another way to reduce spending that turns out to be so difficult to explain, the funding bill is law before anyone has a chance to wrap their head around the consequences.

And regrettably, those consequences are not entirely clear at first blush. Census stakeholders from businesses, to advocates for the poor, to local governments can easily explain how a loss of reliable data hampers their ability to understand the communities they serve and allocate their fiscal and human resources prudently. (The real challenge is getting anyone in Congress to listen.) But the bureau’s Working Capital Fund, which (as GAO explains in a recent report, GAO-12-56) is a form of that exciting financing mechanism, an intergovernmental revolving fund? Not so much.

Cutting the WCF gives Congress some cover; it can say it didn’t take funds from important data collection programs, such as the American Community Survey (ACS), or research activities, such as testing an Internet response option for the 2020 count. But is that really the case? You can only cut shared overhead costs and capital investments so much before the foundation gets shaky and the building starts to crumble. Updated computers and enhanced security systems (for an agency with data privacy at its core)? They might sound like luxuries in today’s fiscal climate, but a business can only go so long without investing in operating improvements. Rent to GSA? The bureau’s National Processing Center in Jeffersonville, Indiana? Can’t do without a roof over your head and someone to tabulate all of that information you collect. So how to make up for the WCF losses of $55 million in FY11 and $50 million in FY12? Census Bureau program managers will have to tighten their belts once again, shedding activities that arguably fall lower on the priority list. Do you miss the beloved Statistical Abstract yet? Well, hang on to your statistical seats; more surveys, research and data products inevitably could fall by the wayside if the trend of cutting funds for essential shared services continues.

One more thing that’s bothering me about this new chapter in census budget-raiding history: Lawmakers who have a bone to pick with the Census Bureau could prune the Working Capital Fund to make a political point, without so obviously putting a specific program beloved by stakeholders at risk. Maybe a senator is unhappy with a staff appointment, or the population number for their state, or their inability to access a data set to which they aren’t entitled? I’m just saying.

An Internet Census and the Digital Divide

by Terri Ann Lowenthal

In my last post, I gave a shout-out to my father, who I fear could be overlooked by a largely electronic census, given dad’s likely nonagenarian status in 2020. Older Americans uncomfortable with today’s gadgets are just the tip of the iceberg when it comes to population groups that the Census Bureau might have difficulty reaching through the Internet.

It does seem like everyone is walking around with a smartphone glued to their ear, or reading their news or the latest Stephen King novel on a tablet. But the hard facts — gleaned from a Census Bureau survey on Internet usage — tell a different story.

In Exploring the Digital Nation: Home Broadband Internet Adoption in the United States, the Commerce Department reported that more than three-fourths (77 percent) of U.S. households own a computer, be it handheld or sitting on a desk or lap. But computer ownership and broadband adoption are not spread evenly across household income levels, race and ethnicity, age, level of education, disability status, and geographic location.

Consider a few of the reports specific findings:

  • Seventy-three percent of urban (metropolitan area) households use the Internet, compared to 62 percent in rural (non-metropolitan area) households. Seventy percent of urban households have broadband access; 57 percent of rural households do.
  • More than four-fifths of Asian households and roughly three-quarters of non-Hispanic White households use the Internet. Less than 60 percent of Black, American Indian and Alaska Native, and Hispanic households can access the Internet at home.
  • Forty-six percent of households with incomes below $25,000 have home Internet access, compared to 84 percent of households in the $50,000 – $75,000 income bracket. There also are significant broadband adoption differences by household income: Nearly 90 percent of households in the $75,000 – $100,000 income range access the Internet using broadband; only 43 percent of households in under-$25,000 group do.
  • Less than half of household heads with a disability use the Internet, compared to three-quarters of those without a disability.

A more fine-grained analysis of the data revealed greater variability by socio-economic characteristic; the department reported, for example, that less than 30 percent of Black rural homes whose head of household lacked a high school diploma use a computer. Commerce Under Secretary (and Deputy Secretary-designate) Rebecca Blank told reporters at a press briefing (11/8/11) that the large gaps in access to broadband and Internet use were “striking and not something we expected to see.”

For census apostles, the most worrisome aspect of the disparate access to computers and reliable Internet is that, to a significant degree, many population groups lagging behind technologically are historically harder to count in the census and prone to disproportionate undercounts. Furthermore, a quarter of households without Internet access cite affordability as a major barrier to this service. Current economic trends do not favor better financial circumstances for lower income households.

Earlier this fall, I mused about the lightening pace of technological change, which will present significant challenges for the Census Bureau as it designs a less-costly enumeration for 2020 over an eight-year span. No doubt, access to computers and the Internet will increase across all demographic subgroups with time. But as new technologies emerge, differential access to those tools is likely to persist.

All of these factors pose significant challenges for the Census Bureau, as it tries to balance the obvious advantages technology offers for ease of participation, operational efficiency and cost containment, with the need to count people who cannot or will not respond electronically. (To complicate the census planning process, U.S. Postal Service budget woes might slow the delivery of first-class mail across the country; Saturday delivery might also be a historical footnote by decade’s end.)

So, yes, I agree with Census Director Robert Groves that 2020 must be a “multi-mode census. … We must move beyond the mailback questionnaire and the personal interview … to ensure that the response options for the census reflect the communication platforms that people are using.” (Testimony before the Senate Subcommittee on Federal Financial Management, Government Information, Federal Services, and International Security, April 6, 2011.) But some of those modes will be more costly and traditional than others, and Congress must be mindful of the digital divide as it decides how much money to spend on planning and execution of the next decennial count.

 # # # 

From the Census Project family to yours:
Happy holidays and best wishes for 2012!
(REMEMBER: The next census is only eight years away!)

Time to Get Down to (Census) Business

by Terri Ann Lowenthal

Is anyone else weary of handicapping the Republican presidential field, or hearing about Amanda Knox (I’m glad she’s home) and Dr. Conrad Murray (MJ and I were born six weeks apart, so you know where my sympathies lie)? Good. Time to start thinking about Census 2020 planning instead.

At a Senate hearing last spring, Census Director Robert Groves laid out the agency’s guiding principles for designing the next decennial count. At the core of all of them is the stark fiscal reality facing the country: the Census Bureau will have to do more with much less. As in far fewer dollars to spend. More people, more housing units, more complex household structures, more language and cultural diversity. All for less money than in 2010. Have I mentioned that Senate appropriators think the Census Bureau could do the job for the price of the 2000 model (without adjusting for inflation)? Good luck with that.

Anyway, over the coming months, I’ll take a look at the eight guideposts Dr. Groves said are based on lessons learned from the 2010 count, offering some historical context and thoughts on key issues the bureau should consider in pursuing each goal. I’ll start today by repeating the underlying point from my post on Sept. 28: No matter how little it is willing to spend on the 2020 census over the long haul, Congress must invest some money upfront for research, testing and design development. The alternative will tie the agency’s hands behind its back until it is too late for meaningful innovation, end-to-end testing to support outcome-based decisions, and timely interaction with community-based partners.

I’ll close for now with another news headline of greater import to the census. As I write this blog post on my iPad and contemplate the untimely passing of Apple’s Steve Jobs, I am reminded of the speed with which technology has evolved and improved in only the last decade. Apple unveiled the iPhone in 2007, a mere four years ago. Is it just me, or does it seem like that gadget has been around forever? Director Groves has rightly highlighted the need for a multiple-mode 2020 census, expanding enumeration methods beyond the traditional (since 1960) “mail, hail, or fail” playbook. His Senate testimony (April 6, 2011) notes that response options must “reflect the communication platforms that people are using.” Well said, but difficult to actualize when you consider that my iPad was overrun by iPad2 within a year. Congress must give the Census Bureau sufficient resources to have technology visionaries in the room as planning for 2020 unfolds.

Time Flies

by Terri Ann Lowenthal

When the House Appropriations Committee slashed the Census Bureau’s FY2012 budget request by 21 percent in July, a spokesperson for the chairman defended the steep cut by noting that the next census is nine years away (Huffington Post, 7/15/11). This astute observation reminds me of Hurricane Irene.

Readers, please bear with me. There is an important census point in here somewhere, I promise. A month ago, the storm was headed straight for my home state of Connecticut. Red Cross poster child that I am, I scurried around the house on a Saturday as landfall approached, filling buckets with water, lining up candles, bringing plants in from the porch, pulling out my three flashlights.

I checked the batteries. Darn, they all had expired last year, as had the extra ones in my attic stash. Now, I tend to be a Type A, “the sky is falling” kind of person. How had I ended up with a pile of batteries at the end of their useful life?

Like many of you (I’m sure), I had purchased super-saver packs of batteries eons ago, noting with satisfaction the ridiculously distant expiration dates. The kind of time gap that makes you smug about your foresight, storing emergency batteries for almost a decade to come. I mean, 2010 was so… far away. Those little copper-tops even made the move with us from Washington, D.C., to Connecticut, where I’ve used my flashlights just once in four years, during a raging Nor’easter.

But now a hurricane was headed straight at us. And that previously distant use-by date had somehow flown by unnoticed. Now it was too late: There was not a “D” battery to be found in all of New England. Sure, most of my expired batteries still worked, but for how long?

On Sunday, with Irene howling outside my townhouse, I awoke to find the lights still on. That I had dodged a bullet was more a result of luck than anything else. I wouldn’t have to rely on 10-year-old batteries, praying they would hold out for the five days much of my city was in the dark.

You see where I’m going with this, right? Nine years can slip by faster than you can secure the jib and batten down the hatches as the perfect storm rolls in. We can blithely dismiss the 2020 census as way too far in the future. There are higher priority programs to fund. There are too many issues that deserve our attention and demand our energy. Lawmakers can’t think beyond the next election.

But that same legislative body will turn around in 2017 and wonder why the 2020 plan looks suspiciously like the mail-and-knock design that has formed the core of census-taking since 1960. Without adequate time and resources to research emerging methods and test new operations, we will be stuck with outdated ideas that might accomplish some of the work, but won’t prepare us fully for the challenge and will cost the nation a pretty penny. Did I mention that some stores reportedly were charging $20 for one of those “D” babies during Hurricane Irene?

So it’s time to buckle down, census fans. Let your elected representatives know that research and testing are important steps on the road to 2020. That we can’t wait until 2017, or even 2014, to make modest but essential investments in planning to count a growing population for 30 percent of the cost of the last census, if wisdom Senate appropriators imparted in their FY2012 Commerce Department funding report [.pdf] is any guide. The havoc of a hurricane might pale in comparison to the inevitable chaos of counting 340 million people with outmoded methods and technologies.

Are you with me, storm chasers?

Back to the Census Future?

[Ed. note: Welcome back to the Census Project Blog, which will resume occasional posting on several critical census issues over the coming months.]

by Terri Ann Lowenthal

Federal statistics: They don’t get no respect!

Last week, Senate appropriators, mindful of the cutthroat competition to slash federal programs more than the next guy, thoughtfully suggested that the U.S. Census Bureau could design, plan and execute the 2020 census for the amount it spent on the 2000 count. Yes, you read that correctly. While keeping costs in line with the just-completed 2010 enumeration would be good, the appropriations panel wrote in its explanation of the Fiscal Year 2012 Commerce Department spending bill (S. Rpt. 112-78), paring the price tag to match 2000, without adjusting for inflation, would win a gold star.

The 2000 census cost almost $7 billion. My economist friends tell me the Senate directive would only give the Census Bureau the equivalent of $4 billion in 2000 dollars, 43 percent less than the Census 2000 budget, to enumerate 60 million more people and 22 million more housing units than it did 20 years earlier. (The 2010 count, which battled the symptoms of a punishing recession and post-9/11 world, cost $13 billion in current dollars.)

People (all 309 million of you!), I know you are thinking one of two things. Have Senators lost their minds? Or, won’t all the new-fangled technology allow the Census Bureau to count people for a fraction of the cost? Let’s examine both propositions.

First, the state of mind of our distinguished elected representatives. To be fair, the budget process has become so convoluted and devoid of any logical progression that even the most levelheaded lawmakers can be excused for their nostalgia. But $4 billion? That was the price tag for the 1990 census. You know, the one with the highest recorded disproportionate undercount of Black Americans. The one with the lower-than-projected mail response rate, maybe thanks to a data processing machine-friendly questionnaire that looked (and read) like an SAT test. The first census to be measurably less accurate than the one before it. 1990 was the last census to advertise with 2:00 a.m. public service announcements; to ignore the vital role of community-based organizations in promoting participation; to build address lists without substantial input from local officials.

The Senate Appropriations Committee was actually off to a reasonably good start when it allocated $943 million for Census Bureau operations in the fiscal year that starts October 1. The amount is 8 percent ($81 million) below the president’s request but $89 million more than House appropriators deemed sufficient for the nation’s premier statistical agency. (A spokeswoman for House Appropriations Chairman Harold Rogers rebuked the Census Bureau for “just complet[ing] a costly census that was riddled with questionable management decisions,” saying the committee was saving money for “higher priority programs” (Huffington Post, 7/15/11). Meanwhile, the same committee applauded the bureau’s request to promote and market ongoing surveys, “given the successful use of these programs in the 2010 decennial census” (H. Rpt. 112-169). Go figure.)

Senators clearly heard the uproar from an impressive range of data users when the Census Bureau said it would cancel next year’s economic census if Congress doesn’t come up with more money than the House was considering. They directed the agency to maintain the quinquennial survey of business and industry while focusing reductions on “periodic censuses and agency-wide administrative cost savings.” Never mind that the economic census is a periodic activity or that the census director announced a money-saving move to close six of 12 regional census offices months ago. In other words, rob Peter to pay Paul, because you aren’t getting enough funding for both. Like I said, no respect.

Which leads us to our second question: Won’t the Internet or other technology-based options for answering the census and gathering data in the field bring down costs substantially? Undoubtedly, modernizing the enumeration will help the Census Bureau keep costs under control. The bureau is testing Internet response in the ongoing American Community Survey, with promising results so far. The Washington Post reported (4/5/11) that 20 percent of Canadians responded by Internet in that nation’s last census; statistical experts hope twice that many will use the Web in this year’s Canadian count to achieve a cost-savings.

But the Census Bureau will have to spend some money now to save money later. Census Director Robert Groves told a Senate oversight panel last spring that the agency “know[s] it must innovate if we are to remain useful and relevant to the country. [T]his innovation is not likely to be funded by added resources; we must become more efficient.” The bureau requested a reasonable $67 million in FY2012 to start a three-year research and testing initiative to modernize and streamline the 2020 census.

Yet the Senate is telling the agency to cut back on census activities other than the economic census. That pretty much leaves wrap-up of the 2010 count or research on improving methods for 2020 on the chopping block. The bureau could halt efforts to measure the accuracy of the 2010 census and end the program that allows challenges to a city’s housing and population numbers (which adds few changes to the results, but tell that to the mayors!). I am having trouble following the logic here, given that Senate funders want the Census Bureau to dramatically reduce the cost of planning the nation’s largest peacetime activity while exercising a “unique opportunity” to “streamlin[e] operations, eliminate[e] wasteful processes … and tak[e] better advantage of technology.” The Census Bureau last year proposed an initiative to update the nation’s address list throughout the decade, potentially saving the hundreds of millions of dollars it would cost to confirm 100 percent of addresses right before the next census starts. Congress won’t cough up the modest amount of money requested for the new program.

I think I’m getting one of my famous census headaches. Maybe I’ll channel Rip Van Winkle and wake up in time for the 2030 count.